Title: Senior Compliance Analyst
Location: 2537 Golden Bear Dr, Carrollton, TX 75006
Schedule: Full-time role with standard business hours; occasional extended hours based on investigation needs
Reports to: Chief Compliance Officer
What We Offer You
Job Summary
The Senior Compliance Analyst plays a critical role in the daily operations of the Compliance Program by managing hotline reports, conducting investigations, reviewing conflict of interest disclosures, and maintaining compliance policies and procedures. This position ensures that all compliance matters are triaged accurately, documented thoroughly, and resolved in accordance with regulatory requirements and organizational standards. The Senior Compliance Analyst also supports compliance training, reporting, monitoring, and cross-departmental coordination to promote a culture of integrity and regulatory adherence across the organization.
read more