Financial Advisor/ Investment Advisor Representative

Company Description Peak Planning Group, LLC is a registered investment advisor focused on helping clients build secure financial futures and prepare for unexpected life events. With roots dating back to 1974 and a recent expansion that includes a firm in Raleigh, North Carolina, the organization offers a long-standing legacy of service and commitment. The team is driven by the belief that reducing financial stress can positively impact all areas of a client’s life. Over decades, Peak Planning Group has seen how financial peace of mind can support more confident decisions and a more fulfilling life. The firm values integrity, client education, and personalized planning as core elements of its advisory approach.

Role Description This full-time Financial Advisor role is an on-site position based in Raleigh, NC. The Financial Advisor will meet with clients regularly to assess their financial goals, analyze current financial situations, and develop tailored financial plans. Day-to-day responsibilities include advising on retirement strategies, investments, and overall financial planning, as well as monitoring portfolios and making recommendations based on market conditions and client needs. The role involves preparing and presenting clear proposals, maintaining accurate documentation, and ensuring compliance with regulatory and firm standards. The Financial Advisor will collaborate with internal team members, participate in client outreach and education efforts, and support long-term client relationships built on trust and transparency.

Qualifications

• Strong Financial Planning and Finance skills to analyze client situations and design comprehensive strategies.


• Experience with Retirement Planning and Investments to guide clients toward long-term security and appropriate asset allocation.


• Proven Financial Advisory experience, including client-facing consultation and ongoing relationship management.


• Excellent communication and presentation skills, with the ability to explain complex financial concepts in accessible terms.


• High level of integrity, professional ethics, and commitment to regulatory compliance and fiduciary responsibility.


• Ability to work collaboratively in an on-site team environment and manage multiple client engagements concurrently.


• Bachelor’s degree in Finance, Economics, Business, or a related field; relevant certifications (such as CFP®, ChFC®, or similar) are highly beneficial.


• Prior experience in wealth management, investment advisory, or financial services is preferred.

Benefits

• Salary negotiable depending on experience


• 401k with employer matching program


• Health Insurance paid by employer


• Paid Time Off