Regulatory Risk Compliance Specialist

Key Responsibilities:

• Develop and implement compliance plans based on business risks.


• Conduct compliance testing and risk assessments.


• Define and monitor Key Risk Indicators (KRIs).


• Prepare quarterly compliance reports.


• Manage regulatory compliance policies and governance.


• Review and confirm whether U.S. regulations, including SEC, CFTC, BSA/AML, and OFAC, apply to the bank’s European operations.


• Ensure compliance with U.S. regulations that may apply to overseas operations.

Key Skills Required:

• Regulatory Compliance


• Risk Assessment and Compliance Testing


• SEC and CFTC Regulations


• BSA/AML and OFAC Compliance


• Key Risk Indicators (KRIs)


• Compliance Reporting and Governance


• U.S. Extraterritorial Regulations