Vice President, Bank Compliance - Institutional Business and Regulation W Coverage

Morgan Stanley Dallas, TX Open
Morgan Stanley is looking for Vice President, Bank Compliance - Institutional Business and Regulation W Coverage in Dallas, TX.
This local job opportunity with ID 3863356025 is live since 2026-10-02 08:16:19.
Overview

In this Vice President role, you provide expert banking compliance guidance to institutional banking teams, focusing on U.S. banking rules and regulations. You will shape policy, monitor risk, and support risk assessments to enable compliant, business-driven decisions. You'll partner with cross-functional teams to implement controls across Regulation W, Regulation O, and related regimes. This is an opportunity to influence risk management in a global financial services leader with a strong compliance culture.

Compensation / Benefits
  • attractive and comprehensive employee benefits and perks
  • opportunity to move within the organization across businesses
  • global offices presence
  • performance-driven culture
  • collaborative environment
  • competitive base pay with incentive options
Responsibilities
  • Provide expert guidance on Regulation W, Regulation O, anti-tying rules, and Government Securities Act compliance.
Key requirements
  • 8+ years of compliance/regulatory experience in financial services.
  • Strong interpersonal and teamwork skills
  • Excellent oral and written communication
  • Client-relations and collaborative problem-solving
  • Knowledge of OCC and Federal Reserve banking regulations
  • Ability to explain regulatory applicability to bank products
  • Policy development and procedural maintenance
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Required Skills

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