Job DescriptionCompliance Officer – Trade Compliance
Location: San Diego, CA preferred
About us
Taoglas is a leading provider of advanced technology for a smarter World. Our solutions include adva...
Compliance Associate
Open
Job DescriptionCompliance Associate
Position Summary
We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range of investment and employee compliance activities w...
Compliance Associate
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Job DescriptionCompliance Analyst/Associate (Connecticut): Our client, an established global asset manager is seeking a Compliance Analyst/Associate to join its Connecticut office. This individual wil...
Compliance Analyst
Open
Job Description
Description
Office of Compliance Services
Support a comprehensive compliance program that helps protect organizational integrity, regulatory alignment, and patient trust. The Co...
Compliance Officer
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Job DescriptionReporting directly to the SVP, Deputy Chief Compliance Officer, the VP, Compliance Manager will lead the design and daily responsibilities of the compliance program for Capital Partners...
Compliance Associate
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Job DescriptionCompliance Associate – Code of Ethics
Location: New York, NY
Industry: Alternative Investment Management
Function: Legal & Compliance
Level: Associate
The Opportunity
A leading g...
Compliance Officer
Open
Job Description
Compliance Officer
Location: Miami, FL
Employment Type: Full-Time
Reports To: Chief Compliance Officer (CCO)
Zinvest Financial Service, LLC, an SEC-registered and FINRA-member intro...
Compliance Officer
Open
Job DescriptionCompany Statement
Sterling Capital Management LLC (SCM), founded in 1970, is an indirect, wholly-owned subsidiary of Guardian Capital Group Limited. Headquartered in Charlotte, SCM prov...
Compliance Associate
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Job DescriptionAn Investment Management Firm is seeking an experienced professional to join their team as a Compliance Associate.
Responsibilities:
Support the administration and ongoing developmen...
Compliance Associate
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Job DescriptionA financial services firm is looking for a Compliance Associate to join its regulatory compliance team. This is a broad-based role covering securities compliance, employee conduct, regu...
Compliance Associate
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Job DescriptionA growing Chicago-based investment management firm is seeking a Compliance Associate to join and work closely with Senior Compliance and Legal leadership across a broad range of regulat...
Compliance Manager
Open
Job Description*THIS IS NOT A REMOTE POSITION*
Position Summary:
The Compliance Manager will be responsible for developing, implementing, and managing a comprehensive compliance program to ensure adhe...
Compliance Principal
Open
Job DescriptionAbout the Role
Our client, a highly regarded, global alternative asset management firm, is seeking an experienced and strategic Compliance Principal to join its growing compliance team....
Compliance Analyst
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Job DescriptionTitle: Compliance Analyst - Code of Ethics
Location: Midtown Manhattan (onsite 3 days/week)
Compensation: $90K-$110K base + bonus
This role supports the Code of Ethics program of a $12...
Compliance Officer
Open
Job DescriptionThe Opportunity
Our client, an established alternative investment firm, is seeking an Associate Director to join its Compliance team in New York. This individual will take ownership of ...
Compliance Manager
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Job DescriptionJCW Group is partnering with a regional bank on a search for a Compliance Manager to lead their Compliance Department and help manage regulatory risk across federal/state banking regula...